Alloy Wealth Management Due Diligence Kit

How to Use This Information

We’ve designed these resources to help consumers better understand how Alloy Wealth Management operates. We recommend the following:

• Read the Alloy - Important Things to Consider.pdf to get a high-level understanding of how AWM operates and helpful things to know in assessing any advisor.
• The Alloy Due Diligence Checklist.pdf serves as a guide should you decide to meet with Alloy. We recommend getting their responses in writing and requesting they sign and date confirming your understanding. This could prove valuable should any misunderstanding or disputes arise later.
• Alloy’s Form ADV Part 1.pdf & Form ADV Part 2.pdf are regulatory filings that help consumers understand the services provided, fee structure and conflicts of interest.
• If you have any questions regarding this information, please contact us at 704-780-4567 or click here to schedule a zoom call and we’ll be glad to answer them.